EUNIS97, Grenoble (France) 9-11 September 1997

Ref: 022703

Towards the re-integration of the University of Ljubljana
information system

Viljan Mahnic

1.Introduction

At the EUNIS '96 Congress, Peter Mederly presented a paper describing some general characteristics of administrative computing at Central and Eastern European universities (Mederly [1]), viz. the prevalent use of personal computers, the still widespread use of the MS-DOS operating system, and the shortage of networked applications sharing a common data base, in spite of a substantial effort to build suitable computer networks. It was also noted that the majority of universities are aware of these deficiencies and are planning to start the development of a new information system within the next three years.

To a great extent the aforementioned conclusions also apply to the University of Ljubljana, which is the largest university in Slovenia. It has 26 member institutions (20 faculties, 3 academies, and 3 colleges), more than 40,000 students, the teaching and research personnel number more than 2,600, and the administrative staff about 1,250 (for details see Table 1). However, given the fact that in Slovenia (as well as in some other Central and Eastern European countries, e.g. in Slovakia) the faculties have substantial autonomy within their universities, and they often have their own policy regarding the usage of information technologies, the development of an integrated university information system is not only a difficult technical task, but requires a substantial organizational effort.

Table 1: Member institutions of the University of Ljubljana

Id Faculty/Academy/College Staff Students
Teaching & Research Administrative Undergraduate Postgraduate
Full-time Part-time
F1 Biotechnical 187 74 177 2702 163
F2 Economics 84 53 48 6503 351
F3 Architecture 49 4 21 838 14
F4 Civil Engineering and Geodesy 70 21 53 989 31
F5 Social Sciences 64 28 28 2588 130
F6 Electrical Engineering 104 0 72 1480 91
F7 Computer and Information Science 42 0 11 819 49
F8 Mathematics and Physics 79 8 40 624 54
F9 Chemistry and Chemical Technology 89 23 62 1320 72
F10 Pharmacy 31 7 23 739 1
F11 Natural Sciences and Engineering 72 15 57 1079 48
F12 Machine Engineering 113 26 94 1543 60
F13 Sport 52 17 41 664 28
F14 Arts 293 53 109 4890 238
F15 Medicine 271 0 174 1442 126
F16 Education 115 50 43 2669 17
F17 Law 27 10 15 1725 23
F18 Theology 37 2 12 492 12
F19 Veterinary 54 10 59 360 37
F20 Maritime Studies and Transport 30 41 13 1562 0
A21 Music 45 57 11 334 26
A22 Theatre, Radio, Film, and Television 28 13 19 106 2
A23 Fine Arts 40 9 19 272 32
C24 Social Work 17 13 9 677 0
C25 Health Care 44 25 40 1192 0
C26 Public Administration 17 13 7 3324 0
T O T A L : 2054 572 1257 40933 1605
2626
3883 42538

The aim of our paper is:

Accordingly, section 2 of our paper is devoted to a detailed analysis of the present situation in the following areas: the finance information system, the personnel information system, and the student records system. In section 3, some experience from the development of the student records information system is described, while section 4 makes proposals for future activities.

2. Analysis of the present situation

The analysis of the present situation is based on the results of a survey that included all member institutions of the University of Ljubljana. Each member institution completed a questionnaire which contained questions about applications within each of the aforementioned systems. For each application the following data had to be specified: The survey revealed that only personal computers are used for administrative computing, and that DOS is still the prevalent operating system, although the computers are in most cases powerful enough to allow the use of Windows 3.1 or Windows 95 operating system. Such a situation is a consequence of the fact that most programs are written in Clipper or similar tools, which only allow the development of DOS applications. Novell NetWare is the prevalent network operating system, while some institutions use Windows-NT in combination with Windows 95 on individual workstations.

It also became evident that most applications (except in the student records information system) were bought as standard packages from different suppliers. However, these purchases were not co-coordinated and, consequently, we have a great number of different, mutually incompatible applications that are probably appropriate for individual member institutions, but can not be integrated into a coherent information system at the university level. It was found that in the finance information system alone 26 member institutions purchased software from 26 different suppliers, while 7 different suppliers supplied applications for the personnel information system.

Details of the information systems under examination are given in the following subsections.

2.1. The finance information system

Computers were first introduced in the finance information system. At present, all member institutions use several applications, typically general ledger, accounts receivable and accounts payable, pay-roll, and inventory system. Some institutions also run some other applications, e.g. research projects, invoicing, cash in hand, stock records etc.

However, the diversity of suppliers and incompatibility of applications is most evident in this area. While 5 member institutions succeeded in integrating all applications into a unified information system using a common database, a great number of them still use standalone applications. Moreover, at some institutions these applications are purchased from different suppliers and are written in different languages, thus making integration into a coherent system difficult or even impossible.

2.2 The personnel information system

Compared to the finance information system, the use of computers is far less intensive in the area of personnel records. Only 7 member institutions out of 26 use special applications for this purpose, while the remainder use computers mainly for the writing of documents using Word or WordStar. Two member institutions do not use computers at all.

A detailed examination of 7 institutions that use special applications for personnel records reveals the same deficiencies as in the area of the finance information system. Each member institution has bought the application software from a different supplier, most applications are standalone, and they do not share a common database with other applications.

2.3. The student records information system

The main characteristic of the student records information system (Mahnic & Vilfan [2]) is the use of unified software for all applications in this area (entrance examinations, enrolment, examination records, alumni records, various analyses and statistical surveys). Also, some institutions use programs for the maintenance of examination schedules and programs for the entry of examination applications. Examination applications are entered by students themselves, thus diminishing the work load of the institution administration.

All these applications were written in co-operation between the Faculty of Computer and Information Science and the University Computing Center with the support of EU Tempus program (project JEP 1852 "Computerization of Administration and Management in Higher Education", 1991-94). They run in a local area network of personal computers sharing a common database. However, some member institutions with a small number of students still use only one standalone computer for this purpose.

Although the implementation environment (i.e. Clipper) of the student records information system is now obsolete, the system itself represents an important step towards the reintegration of the university information system:

3. Some experience from the development of the unified student records system

When we started the development of the unified student records system in 1991 the situation in this area was similar to the situation in the finance and personnel information systems: different member institutions used different applications, while quite a lot of them used computers only for the processing of enrolment data, but not for examination records, alumni records, entrance examination etc.

We were aware that the success of the project depended not only on technical factors, but also on organizational and psychological ones. Therefore, besides a systematic approach using corresponding methodology and CASE tools for the analysis and design of the new system, special attention was devoted to the establishment of corresponding co-operation between member institutions and confidence in the development team. At the beginning, a group of 6 member institutions signed an agreement to participate in the project. The group was sufficiently small to be manageable, but sufficiently heterogeneous to be representative of the university as a whole. In later phases of the project, when the first tangible results were evident, some institutions joined voluntarily, while other institutions adopted the corresponding applications after the successful completion of the project.

During the design of the new system, the utilization of experience of other institutions and initiatives in foreign countries was very important. By closely examining the Mac initiative in the United Kingdom (McDonough [3], Powell [4]), the German initiative for administrative computing in higher education (Frackmann [5], Frackmann [6]), and the information policy of Dutch university management (Schutte [7]), we recognized the importance of the development of unified software for several higher education institutions.

Using the principle of non-coercion, it became evident that customer satisfaction is the main guarantee that the new system will be successfully put into operation. For this reason, the new system had to offer better functionality than the old one, and a smooth conversion from the old system had to be assured. To retain user satisfaction we were sometimes forced to incorporate certain institution-specific solutions that had not been agreed by all the partners in the project. However, through the use of special installation parameters we achieved a degree of flexibility that enabled us to develop unified software for all member institutions in spite of differences in their administrative procedures, organization etc.

4. Recommendations for future activities

Given the present situation, the development of an integrated information system for the University of Ljubljana will be a difficult task. According to Vrana (Vrana [8]), the most important aspects which contribute to success or failure are political decisions and support (with a contribution of 40%) and organization (with a contribution of 25%).

Although the new legal framework laid the foundations for the reintegration of the university and gave the university management more authority, it has proved impossible to change the peculiar organizational structure in a short time. In such a situation it is difficult to take adequate political decisions and obtain necessary support. Therefore, we are lacking some important factors that affect the success of such an endeavour. Nevertheless, using the positive experience from the development of the student records information system and the contemporary information technology infrastructure, some substantial improvements can be achieved in the three information systems analysed.

From the technical point of view we recommend gradually replacing the present PC-based systems by a modern client-server architecture, and to start the development of the unified software that will use a common database for all member institutions. The necessary infrastructure was established last year by building an optical network which connects all member institutions. On the other hand, the University Computing Center has at its disposal the required development tools and hardware equipment (viz. Oracle 7, Alpha workstations).

This goal can be achieved most easily in the personnel information system. Compared to the student records and finance information system, the personnel information system is less complex and therefore easier to implement. Additionally, at present only a few member institutions use computer applications for personnel records. Based on experience from the development of the student records information system, we suppose that it would not be difficult to establish a group of 5 to 8 member institutions that would act as the initiators of a common project with the aim of:

The re-engineering of the present student records information system can also be done without major problems, since all member institutions (except one) already use the same software and the same database schema. Special attention will have to be devoted to the connection with the system for the centralized processing of enrolment applications (Bajec, Krisper & Rupnik [9]), which is unified for all Slovenian universities and independent colleges.

The main problem seems to be the finance information system not only because of the great diversity of applications at different institutions, but also because of the vaguely defined relationships and responsibilities between the university management and individual institutions. It seems that the individual institutions see these applications as vital to their autonomy, and they are suspicious of all change. Nevertheless, the situation can improve by counselling individual institutions on which software to buy, and by purchasing software for several institutions together. In this way, substantial savings can be obtained through negotiations with suppliers and quantity discounts, the number of different suppliers will decrease (only the best will remain), and the member institutions will gradually start to use mutually compatible applications. All these factors will facilitate the introduction of an integrated information system in the future.

5. Conclusions

An analysis of the present situation in the following areas was given: the finance information system, the personnel information system, and the student records system. While all member institutions are using the same software for their student records system, a variety of different, mutually incompatible applications from different sources is used in the areas of finance and personnel administration.

However, using positive experience from the development of the student records information system, some substantial improvements can be achieved in the three information systems analysed. Given that only a few member institutions use computer applications for personnel records, it seems that reintegration can be most easily achieved in the area of the personnel information system. The reintegration of the student records information system is also feasible, since the main effort in building the unified database and unified software was already done during the development of the present system. The most difficult problem is the finance information system: in this area we propose the gradual replacement of existing applications with standard packages from carefully selected suppliers.

International collaboration within EUNIS (European University Information Systems Organization) and the utilization of the experience of universities with similar problems (e.g. Comenius University from Bratislava, the Czech University of Agriculture, Prague) may also contribute to the success of reintegration.

Acknowledgement

I am grateful to Primoz Juznic, Janez Zabukovec, and Dejan Zuzek of the University Computing Center for their helping in collecting data about the present situation at individual member institutions of the University of Ljubljana. I also tender my warmest thanks to Igor Rozanc of the Faculty of Computer and Information Science for his contribution in summarizing collected data.

References

  1. Mederly, P. & Mederly, P. University Information Systems in Central and Eastern Europe, http://www.lmcp.jussieu.fr/eunis/publications/
  2. Mahnic, V. & Vilfan, B. Design of the Student Records Information System at the University of Ljubljana, in Trends in Academic Information Systems in Europe (ed J. Knop), Proceedings of the EUNIS '95 Congress, Dusseldorf, Germany, 1995, pp. 207- 220.
  3. McDonough, R. The management and administrative computing (MAC) initiative, Higher Education Management, Vol. 4, No. 3, November 1992, pp. 284-292.
  4. Powell, I.H.C. The Mac initiative in the United Kingdom, CRE-action, 1991/3, pp. 19-28.
  5. Frackmann, E. Information for institutional administration and management in German higher education, CRE-action, 1991/3, pp. 29-46.
  6. Frackmann, E. HIS - The German initiative for administrative computing in higher education, Higher Education Management, Vol. 4, No. 3, November 1992, pp. 317-328.
  7. Schutte, F. Information policy of Dutch university management, CRE-action, 1991/3, pp. 53-82.
  8. Vrana, I. An Integrated University Information System, presented at the EUNIS '96 Congress, Manchester, United Kingdom, December 1996.
  9. Bajec, M., Krisper, M. & Rupnik, R. Central applying at the University in Slovenia, to appear in Proceedings of the EUNIS '97 Congress, Grenoble, France, 1997.


Faculty of Computer and Information Science,
University of Ljubljana,
Trzaska 25, SI-1000 Ljubljana, Slovenia,
E-mail: viljan.mahnic@fri.uni-lj.si

Copyright EUNIS 1997 Y.E.